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Jonathan Katz
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#	Item
181	1921 Lark Lane Cherry Hill, New Jersey[removed]March 2 1,2004 Jonathan G. Katz, Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-08 11:46:29 Financial services Collective investment schemes Institutional investors SEC filings Mutual fund Regulation S-X U.S. Securities and Exchange Commission Securities Act Investment management Financial economics Investment Finance
182	April 23, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-30 14:01:48 Finance Payment for order flow Market maker Futures contract Market depth Market liquidity Stock market Day trading Short Financial markets Financial economics Investment
183	April 8, 2004 VIA ELECTRONIC DELIVERY Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-13 14:27:51 Finance Payment for order flow Commodity Futures Trading Commission Broker-dealer Short U.S. Securities and Exchange Commission Internalization Order Security Financial markets Financial economics Investment
184	E.) TRADE" February 20,2004 Jonathan G. Katz, Secretary, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-02-27 15:32:08 Financial services Soft dollar Institutional investors Collective investment schemes Brokerage firm Mutual fund Hedge fund Exchange-traded fund Financial economics Investment Finance
185	March 8, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-09 08:47:28 United States Securities and Exchange Commission Law Securities Exchange Act U.S. Securities and Exchange Commission Government Public administration Fifth Amendment to the United States Constitution Regulation Philippine Dealing Exchange Financial regulation United States securities law Self-regulatory organization
186	April 8, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street NW Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-09 14:55:57 Investment International Securities Exchange Payment for order flow Algorithmic trading Market maker Futures contract Stock market Chicago Board Options Exchange Securities Exchange Act Financial markets Financial economics Finance
187	March 8, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-09 09:06:12 U.S. Securities and Exchange Commission Securities Exchange Act Public administration Regulation Law Financial regulation Government Self-regulatory organization Autorité des marchés financiers United States securities law United States Securities and Exchange Commission Corporate crime
188	Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-13 08:50:36 Finance Stock market Payment for order flow Market maker Order NASDAQ Floor broker Best execution Flash Crash Financial markets Financial economics Investment
189	March 29, 2004 Via E-Mail Jonathan G. Katz, Secretary Securities and Exchange Commission 450 5th Street, NW Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-31 14:31:02 Privacy law Privacy Computer law Government Policy Privacy policy Gramm–Leach–Bliley Act Internet privacy Fair and Accurate Credit Transactions Act United States federal banking legislation Ethics Law
190	John H. Bluher Executive Vice President General Counsel April 15, 2004 Jonathan G. Katz Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-19 09:20:29 Finance Payment for order flow Market maker Options Price Reporting Authority International Securities Exchange Chicago Board Options Exchange Stock market Futures contract Order Financial markets Financial economics Investment

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